THE PUBLIC AND
BROADCASTING:
How to Get the Most Service from Your Local
Station

Prepared by: The Media
Bureau
Federal Communications
Commission
You can obtain a hard copy of “The Public
and Broadcasting” from your local broadcast station, or by calling the FCC
toll-free at 1-(888)-225-5322 (1-(888)-CALL FCC) (Voice) or 1-(888)-835-5322 (1-(888)-TELL FCC)
(TTY). This document can also be found on the
Commission’s website at: http://www.fcc.gov/mb/audio/decdoc/public_and_broadcasting.html. That version will be updated periodically
and will contain the most recent revisions.
TABLE OF
CONTENTS
Page (PDF
Version)
THE
FCC AND ITS REGULATORY AUTHORITY.. 6
The
FCC and the Media Bureau. 6
FCC
Regulation of Broadcast Radio and Television. 7
THE
LICENSING OF TV AND RADIO STATIONS.. 7
Commercial
and Noncommercial Educational Stations. 7
Applications
to Build New Stations; Length of the License Period. 7
Applications
for License Renewal 8
Public
Participation in the Licensing Process. 10
Other
Types of Applications. 10
BROADCAST
PROGRAMMING: BASIC LAW AND
POLICY.. 11
The
FCC and Freedom of Speech. 11
Criticism,
Ridicule, and Humor Concerning Individuals, Groups, and Institutions. 11
BROADCAST
PROGRAMMING: LAW AND POLICY ON SPECIFIC KINDS OF PROGRAMMING.. 12
Political
Broadcasting: Candidates for Public
Office. 13
Programming
Inciting “Imminent Lawless Action.”. 14
Obscene,
Indecent, or Profane Programming. 14
How
to File an Obscenity, Indecency, or Profanity Complaint 15
The
V-Chip and TV Program Ratings. 16
Other
Broadcast Content Regulation. 16
Children’s
Television Programming. 17
Station-Conducted
Contests. 18
Broadcast
of Telephone Conversations. 19
ACCESS
TO BROADCAST MATERIAL BY PEOPLE WITH DISABILITIES.. 19
Access
to Emergency Information. 19
BUSINESS
PRACTICES AND ADVERTISING.. 20
Business
Practices, Advertising Rates, and Profits. 20
Employment
Discrimination and Equal Employment Opportunity (“EEO”). 20
Sponsorship
Identification. 21
Underwriting
Announcements on Noncommercial Educational Stations. 21
False
or Misleading Advertising. 22
Tobacco
and Alcohol Advertising. 22
How
to Resolve Blanketing Interference Problems. 24
OTHER
INTERFERENCE ISSUES.. 24
THE
LOCAL PUBLIC INSPECTION FILE. 25
Requirement
to Maintain a Public Inspection File. 25
Viewing
the Public Inspection File. 25
Applications
and Related Materials. 26
Material
Relating to an FCC Investigation or Complaint 27
Ownership
Reports and Related Material 27
List
of Contracts Required to be Filed with the FCC.. 27
“The
Public and Broadcasting.”. 28
Letters
and E-Mails from the Public. 28
Quarterly
Programming Reports. 29
Children's
Television Programming Reports. 29
Records
Regarding Children's Programming Commercial Limits. 29
Local
Public Notice Announcements. 30
Must-Carry
or Retransmission Consent Election. 30
DTV
Transition Consumer Education Activity Reports. 31
COMMENTS
OR COMPLAINTS ABOUT A STATION.. 31
Comments
to Stations and Networks. 31
Comments/Complaints
to the FCC. 31
BROADCAST
INFORMATION SPECIALISTS.. 32
This Manual is published by the Federal Communications
Commission (the “FCC” or the “Commission”), the federal agency directed by
Congress to regulate broadcasting.
It provides a brief overview of the FCC’s regulation of broadcast radio
and television licensees, describing how the FCC authorizes broadcast stations,
the various rules relating to broadcast programming and operations with which
stations must comply, and the essential obligation of licensees that their
stations serve their local communities. The Manual also outlines how you
can become involved in assessing whether your local stations are complying with
the FCC’s rules and meeting these service obligations, and what you can do if
you believe that they are not.
In exchange for obtaining a valuable license to operate
a broadcast station using the public airwaves, each radio and television
licensee is required by law to operate its station in the “public interest,
convenience and necessity.” This
means that it must air programming that is responsive to the needs and problems
of its local community of license.
To do so, each station licensee must affirmatively
identify those needs and problems and then specifically treat those local
matters that it deems to be significant in the news, public affairs, political
and other programming that it airs.
As discussed at page 29 of this Manual, each station must provide the
public with information about how it has met this obligation by means of
quarterly reports, which contain a listing of the programming that it has aired
that the licensee believes provided significant treatment of issues facing the
community. As discussed in detail
at pages 25-31 of this Manual, each station also must maintain and make
available to any member of the public for inspection, generally at its studio, a
local public inspection file which contains these reports, as well as other
materials that pertain to the station’s operations and dealings with the FCC and
with the community that it is licensed to serve. The public file is an excellent resource
to gauge a station’s performance of its obligations as a Commission
licensee. In the future, television
stations with websites will be required to post most of the content of their
public files on their websites, or on the website of their state local
broadcasters association, if permitted.
The purpose of this Manual is to provide you with the
basic tools necessary to ensure that the stations that are licensed to serve you
meet their obligations and provide high quality broadcast service. Station licensees, as the trustees of the
public’s airwaves, must use the broadcast medium to serve the public
interest. We at the FCC want
you to become involved, if you have any concerns about a local station –
including its general operation, programming or other matters – by making your
opinion known to the licensee and, if necessary, by advising us of those
concerns so that we can take appropriate action. An informed and actively engaged public
plays a vital role in helping each station to operate appropriately and serve
the needs of its local community.
This Manual provides only a general overview of our
broadcast regulation. It is not
intended to be a comprehensive or controlling statement of the broadcast rules
and policies. Our Internet home
page (http://www.fcc.gov/) contains additional
information about the Commission, our rules, current FCC proceedings, and other
issues. At the close of each
section of this Manual, we provide links to those places on the FCC website that
provide additional information about the subject matter discussed in the
section. Although we will
periodically update this Manual and maintain the current version on the FCC
website at www.fcc.gov/mb/audio/decdoc/public_and_broadcasting.html,
we urge you to also make use of the resources contained in these links, which
may outline any more recent developments in the law not discussed in the current
version of the Manual. If you have
any specific questions, you may also contact our Broadcast Information
Specialist for radio or television, depending on the nature of your inquiry, by
calling toll-free, by facsimile, or by sending an e-mail in the manner noted at
pages 32-33 of this Manual.
The
Communications Act. The FCC was created by Congress in the
Communications Act for the purpose of “regulating interstate and foreign
commerce in communication by wire and radio so as to make available, so far as
possible, to all the people of the United States, without discrimination on the
basis of race, color, religion, national origin, or sex, a rapid, efficient,
Nation‑wide, and world‑wide wire and radio communications service . . . .” (In this context, the word "radio"
covers both broadcast radio and television.) The Communications Act authorizes the
FCC to "make such regulations not inconsistent with law as it may deem necessary
to prevent interference between stations and to carry out the provisions of
[the] Act." It directs us to base
our broadcast licensing decisions on the determination of whether those actions
will serve the public interest, convenience, and necessity.
How the
FCC Adopts Rules. As is the case with most other federal
agencies, the FCC generally cannot adopt or change rules without first
describing or publishing the proposed rules and seeking comment on them from the
public. We release a document
called a Notice of Proposed Rule Making, in which we explain the new rules or
rule changes that we are proposing and establish a filing deadline for public
comment on them. (All such FCC Notices are included in the Commission’s Daily
Digest and are posted on our website at http://www.fcc.gov/Daily_Releases/Daily_Digest). After we have had a chance to hear from
the public and have considered all comments received, we generally have several
options. We can: (1) adopt some or
all of the proposed rules, (2) adopt a modified version of some or all of the
proposed rules, (3) ask for public comment on additional issues relating to the
proposals, or (4) end the rulemaking proceeding without adopting any rules at
all. You can find information about
how to file comments in our rulemaking proceedings on our Internet website at www.fcc.gov/cgb/consumerfacts/howtocomment.html. The site also provides instructions on
how you can file comments electronically.
In addition to adopting rules, we also establish broadcast regulatory
policies through the individual cases that we decide, such as those involving
license renewals, station sales, and complaints about violations of FCC
rules.
The FCC
and the Media Bureau. The FCC has five Commissioners, each of
whom is appointed by the President and confirmed by the Senate. Serving under the Commissioners are a
number of Offices and operating Bureaus.
One of those is the Media Bureau, which has day-to-day responsibility for
developing, recommending, and administering the rules governing the media,
including radio and television stations.
The FCC’s broadcast rules are contained in Title 47 of the Code of
Federal Regulations (“CFR”), Parts 73 (broadcast) and 74 (auxiliary broadcast,
including low power TV, and translator stations). Our rules of practice and procedure can
be found in Title 47 CFR, Part 1. A
link to those rules can be found on our website at http://wireless.fcc.gov/index.htm?job=rules_and_regulations. Additional information about the
Commission’s Offices and Bureaus, including their respective functions, can be
found at http://www.fcc.gov/aboutus.html.
FCC
Regulation of Broadcast Radio and Television. The FCC
allocates (that is, designates a portion of the broadcast spectrum to) new
broadcast stations based upon both the relative needs of various communities for
additional broadcast outlets and specified engineering standards designed to
prevent interference among stations and to other communications users. As noted above, whenever we review an
application – whether to build a new station, modify or renew a license or sell
a station – we must determine if its grant would serve the public interest. As discussed earlier, we expect station
licensees to be aware of the important problems and issues facing their local
communities and to foster public understanding by presenting programming that
relates to those local issues. As
discussed in this Manual, however, broadcasters – not the FCC or any other
government agency – are responsible for selecting the material that they
air. By operation of the First
Amendment to the U.S. Constitution, and because the Communications Act expressly
prohibits the Commission from censoring broadcast matter, our role in overseeing
program content is very limited.
We license only individual broadcast stations. We do not license TV or radio networks
(such as CBS, NBC, ABC or Fox) or other organizations with which stations have
relationships (such as PBS or NPR), except to the extent that those entities may
also be station licensees. We also do not regulate information provided over the
Internet, nor do we intervene in private disputes involving broadcast stations
or their licensees. Instead, we
usually defer to the parties, courts, or other agencies to resolve such
disputes.
Commercial and Noncommercial Educational
Stations. The FCC licenses FM radio and TV
stations as either commercial or noncommercial educational (“NCE”). (All AM radio stations are licensed as
commercial facilities.) Commercial
stations generally support themselves through the sale of advertising. In contrast, NCE stations generally meet
their operating expenses with contributions received from listeners and viewers,
and also may receive government funding.
In addition, NCE stations may receive contributions from for‑profit
entities, and are permitted to acknowledge such contributions or underwriting
donations with announcements naming and generally describing the contributing
party or donor. However, NCE
stations may not broadcast commercials or other promotional announcements on
behalf of for-profit entities. These limitations on NCE stations are discussed
further at page 21 of this Manual.
Applications to Build New Stations; Length of the
License Period. Before a party can build a new TV or
radio station, it first must apply to the FCC for a construction permit. The applicant must demonstrate in its
application that it is qualified to construct and operate the station as
specified in its application and that its proposed facility will not cause
objectionable interference to any other station. Once its application has been granted,
the applicant is issued a construction permit, which authorizes it to build the
station within a specified period of time, usually three years. After the
applicant (now considered a “permittee”) builds the station, it must file a
license application, in which it certifies that it has constructed the station
consistent with the technical and other terms specified in its construction
permit. Upon grant of that license
application, the FCC issues the new license to operate to the permittee (now
considered a “licensee”), which authorizes the new licensee to operate for a
stated period of time, up to eight years. At the close of this period, the
licensee must seek renewal of its station license.
Applications for License Renewal. Licenses expire and renewal applications
are due on a staggered basis, based upon the state in which the station is
licensed. Before we can renew a
station’s license, we must first determine whether, during the preceding license
term, the licensee has served the public interest; has not committed any serious
violations of the Communications Act or the FCC’s rules; and has not committed
other violations which, taken together, would constitute a pattern of
abuse. To assist us in this
evaluative process, a station licensee must file a renewal application (FCC Form
303-S), in which it must respond concerning whether:
·
it has sent us
certain required reports;
·
neither it nor its
owners have or have had any interest in a broadcast application involved in an
FCC proceeding in which character
issues were resolved adversely to the applicant or were left unresolved, or were
raised in connection with a pending application;
·
its ownership is
consistent with the Communications Act’s restrictions on licensee interests held
by foreign governments, foreign corporations, and non-U.S.
citizens;
·
there has not been
an adverse finding or adverse final action against it or its owners by a court
or administrative body in a civil or criminal proceeding involving a felony,
mass media-related antitrust or unfair competition law, the making of fraudulent
statements to a governmental unit, or discrimination;
·
it has, in a timely
manner, placed and maintained certain specified materials in its public
inspection file (as discussed at pages 25-31 of this
Manual);
·
it has not
discontinued station operations for more than 12 consecutive months during the
preceding license term and is currently broadcasting programming;
·
it has filed FCC
Form 396, the Broadcast Equal Employment Opportunity Program Report;
and
·
if the application
is for renewal of a television license, it has complied with the limitations on
commercial matter aired during children’s programming and filed the necessary
Children’s Television Programming Reports (FCC Form 398) (as discussed at page
17 of this Manual).
Digital
Television.
After February 17,
2009, all full-power TV stations are required to stop broadcasting in analog and
continue broadcasting only in digital.
This is known as the “DTV transition.” Because digital is much more efficient
than analog, part of the scarce and valuable spectrum that is currently used for
analog broadcasting will be used for important new services such as enhanced
public safety communications for police, fire departments, and emergency rescue
workers. Part of the spectrum will
also be made available for advanced wireless services such as wireless
broadband.
Digital broadcasting also enables
television stations to offer viewers several benefits. For example, stations broadcasting in
digital can offer viewers improved picture and sound quality as well as more
programming options (referred to as “multicasting”) because digital technology
gives each television station the ability to broadcast multiple channels at the
same time.
Consumers who receive television signals
via over-the-air antennas (as opposed to subscribers to pay services like cable
and satellite TV) will be able to receive digital signals on their analog sets
if they purchase a digital-to-analog converter box that converts the digital
signals to analog. Alternatively,
if consumers purchase a digital television (a TV with built in digital tuner),
they will be able to receive digital broadcast programming. If your TV set receives local broadcast
stations through a paid provider such as cable or satellite TV, it is already
prepared for the DTV transition.
Regarding consumers who are shopping for
new televisions, the Commission's digital tuner rule prohibits the importation
or interstate shipment of any device containing an analog tuner unless it also
contains a digital tuner. Retailers
may continue to sell analog-only devices from existing inventory. However, at the point of sale, retailers
must post notices advising consumers that TV sets and equipment such as VCRs
that contain only an analog tuner will not be able to receive
over-the-air-television signals from full-power broadcast stations after
February 17, 2009, without the use of a digital-to-analog converter box.
Television broadcasters must promote
public awareness of the DTV transition with an on-air education campaign,
providing consumers with information about the transition. They must report
their efforts on a quarterly basis by filing FCC Form 388 with the Commission,
posting each such Form on their website and placing them in their station public
inspection files.
While the February 17, 2009, deadline for
ending analog broadcasts does not apply to low-power, Class A, and TV translator
stations, these stations will eventually transition to all-digital service. In
the meantime, some consumers may continue to receive programming from these
stations in analog format after the transition date.
Additional information concerning the DTV
transition can be found on the FCC’s website, at http://www.dtv.gov/, or by calling toll free 1-888-CALL-FCC
(Voice) or 1-888-TELL-FCC (TTY).
Digital Radio. The FCC has also approved digital operation for AM and
FM radio broadcast stations (often referred to as “HD Radio”). As with DTV, digital radio substantially
improves the quality of the radio signal and allows a station to offer
multicasting over several programming streams, as well as certain enhanced
services. Unlike the mandatory
digital transition deadline for television stations however, radio stations will
be able to continue to operate in analog and will have discretion whether also
to transmit in digital and, if so, when to begin such operation. In order to receive the digital signals
of those stations that choose to so operate, consumers will have to purchase new
receivers.
Because digital radio
technology allows a radio station to transmit simultaneously in both analog and
digital, however, listeners will be able to continue to use their current radios
to receive the analog signals of radio stations that transmit both analog and
digital signals. Receivers are
being marketed that incorporate both modes of reception, with the ability to
automatically switch to the analog signal if the digital signal cannot be
detected or is lost by the receiver.
For additional information about digital radio, see http://www.fcc.gov/mb/audio/digital/index.html.
Renewal
Applications. You can submit a protest against a station’s license
renewal application by filing a formal petition to deny its application, or by
sending us an informal objection to the application. Before its license expires, each station
licensee must broadcast a series of announcements providing the date its license
will expire, the filing date for the renewal application, the date by which
formal petitions against it must be filed, and the location of the station’s
public inspection file that contains the application. Petitions to deny the application must
be filed by the end of the first day of the last full calendar month of the
expiring license term. (For example, if the license expires on December 31, we
must receive any petition at our
Broadcast licenses generally expire on a staggered
basis, by state, with most radio licenses next expiring between October 1, 2011
and August 1, 2014, and most television licenses expiring between
October 1, 2012 and August 1, 2015, one year after the radio licenses in the
same state. A listing of the next expiration dates for radio and television
licenses, by state, can be found on the Commission’s website at http://www.fcc.gov/localism/renewals.html.
Before you file a petition to deny an
application, you should check our rules and policies to make sure that your
petition complies with our procedural requirements. A more complete description of these
procedures and requirements can be found on the Commission’s website at http://www.fcc.gov/localism/renew_process_handout.pdf. You can also file an informal objection
at any time before we either grant or deny the application. Instructions for filing informal
objections can be found on the Commission’s website at http://www.fcc.gov/localism/renew_process_handout.pdf. If you have any specific questions, you
may also contact our Broadcast Information Specialist for radio or television,
depending on the nature of your inquiry, by calling toll-free, by facsimile, or
by sending an e-mail in the manner noted at pages 32-33 of this
Manual.
Other Types of
Applications. You can also participate in the
application process by filing a petition to deny when someone applies for a new
station, and when a station is to be sold (technically called an “assignment” of
the license), its licensee is to undergo a major transfer of stock or other
ownership, or control (technically called a “transfer of control”), or the
station proposes major facility changes.
The applicant is required to publish a series of notices in the closest
local newspaper, containing information similar to that noted above regarding
renewal applications, when it files these types of applications. Upon receipt of the application, the FCC
will issue a Public Notice and begin a 30-day period during which petitions to
deny these applications may be filed.
(All FCC Public Notices are included in the Commission’s Daily Digest and
are posted on our website at http://www.fcc.gov/Daily_Releases/Daily_Digest). As with renewal applications, you can
also file an informal objection to these types of applications, or any other
applications, at any time before we either grant or deny the application. Again, if you have any specific
questions about our processes or the status of a particular application
involving a station, you may contact our Broadcast Information Specialist for
radio or television, depending on the nature of your inquiry, by calling
toll-free, by facsimile, or by sending an e-mail in the manner noted at pages
32-33 of this Manual.
The FCC
and Freedom of Speech. The First Amendment, as well as Section
326 of the Communications Act, prohibits the Commission from censoring broadcast
material and from interfering with freedom of expression in broadcasting. The Constitution’s protection of free
speech includes that of programming that may be objectionable to many viewer or
listeners. Thus, the FCC
cannot prevent the broadcast of any particular point of view. In this regard,
the Commission has observed that “the public interest is best served by
permitting free expression of views.”
However, the right to broadcast material is not absolute. There are some restrictions on the
material that a licensee can broadcast.
We discuss these restrictions below.
Licensee
Discretion. Because the Commission cannot dictate to
licensees what programming they may air, each individual radio and TV station
licensee generally has discretion to select what its station broadcasts and to
otherwise determine how it can best serve its community of license. Licensees are responsible for selecting
their entertainment programming, as well as programs concerning local issues,
news, public affairs, religion, sports events, and other subjects. As discussed
at page 29 of this Manual, broadcast licensees must periodically make available
detailed information about the programming that they air to meet the needs and
problems of their communities, which can be found in each station public
file. They also decide how their
programs will be structured and whether to edit or reschedule material for
broadcasting. In light of the First
Amendment and Section 326 of the Communications Act, we do not substitute our
judgment for that of the licensee, nor do we advise stations on artistic
standards, format, grammar, or the quality of their programming. Licensees also have broad discretion
regarding commercials, with the exception of those for political candidates
during an election and the limitations on advertisements aired during children’s
programming (we discuss these respective requirements at pages 13-14, and 17 of
this Manual).
Criticism, Ridicule, and Humor Concerning Individuals,
Groups, and Institutions. The First Amendment's guarantee of
freedom of speech similarly protects programming that stereotypes or may
otherwise offend people with regard to their religion, race, national
background, gender, or other characteristics. It also protects broadcasts that
criticize or ridicule established customs and institutions, including the
government and its officials. The
Commission recognizes that, under our Constitution, people must be free to say
things that the majority may abhor, not only what most people may find tolerable
or congenial. However, if you are
offended by a station’s programming, we urge you to make your concerns known to
the station licensee, in writing.
Programming Access. In light of their discretion to
formulate their programming, station licensees are not required to broadcast
everything that is offered or otherwise suggested to them. Except as required by
the Communications Act, including the use of stations by candidates for public
office (discussed at pages 13-14 of this Manual), licensees have no obligation
to allow any particular person or group to participate in a broadcast or to
present that person or group’s remarks.
Introduction. As noted above, in light of the
fundamental importance of the free flow of information to our democracy, the
First Amendment and the Communications Act bar the FCC from telling station
licensees how to select material for news programs, or prohibiting the broadcast
of an opinion on any subject. We
also do not review anyone’s qualifications to gather, edit, announce, or comment
on the news; these decisions are the station licensee’s responsibility.
Nevertheless, there are two issues related to broadcast journalism that are
subject to Commission regulation:
hoaxes and news distortion.
Hoaxes. The broadcast by a station of false
information concerning a crime or catastrophe violates the FCC's rules
if:
·
the station
licensee knew that the information was false,
·
broadcasting the
false information directly causes substantial public harm,
and
·
it was foreseeable
that broadcasting the false information would cause such
harm.
In this context, a “crime” is an act or omission that
makes the offender subject to criminal punishment by law, and a “catastrophe” is
a disaster or an imminent disaster involving violent or sudden events affecting
the public. The broadcast must
cause direct and actual damage to property or to the health or safety of the
general public, or diversion of law enforcement or other public health and
safety authorities from their duties, and the public harm must begin
immediately. If a station airs a
disclaimer before the broadcast that clearly characterizes the program as
fiction and the disclaimer is presented in a reasonable manner under the
circumstances, the program is presumed not to pose foreseeable public harm. Additional information about the hoax
rule can be found on the FCC’s website at http://www.fcc.gov/cgb/consumerfacts/falsebroadcast.html.
News
Distortion. The Commission often receives complaints concerning
broadcast journalism, such as allegations that stations have aired inaccurate or
one-sided news reports or comments, covered stories inadequately, or overly
dramatized the events that they cover.
For the reasons noted above, the Commission generally will not intervene
in such cases because it would be inconsistent with the First Amendment to
replace the journalistic judgment of licensees with our own. However, as public trustees, broadcast
licensees may not intentionally distort the news: the FCC has stated that “rigging or
slanting the news is a most heinous act against the public interest.” The Commission will investigate a
station for news distortion if it receives documented evidence of such rigging
or slanting, such as testimony or other documentation, from individuals with
direct personal knowledge that a licensee or its management engaged in the
intentional falsification of the news.
Of particular concern would be evidence of the direction to employees
from station management to falsify the news. However, absent such a compelling
showing, the Commission will not intervene. For additional information about news
distortion, see http://www.fcc.gov/cgb/consumerfacts/journalism.html.
Political
Broadcasting: Candidates for Public
Office. In
recognition of the particular importance of the free flow of information to the
public during the electoral process, the Communications Act and the Commission’s
rules impose specific obligations on broadcasters regarding political speech.
·
Reasonable
Access. The Communications Act requires
that broadcast stations provide “reasonable access” to candidates for federal
elective office. Such access must be made available during all of a station’s
normal broadcast schedule, including television prime time and radio drive
time. In addition, federal candidates are entitled
to purchase all classes of time offered by stations to commercial advertisers,
such as preemptible and non-preemptible time. The only exception to the access
requirement is for bona fide news
programming (as defined below), during which broadcasters may choose not to sell
airtime to federal candidates.
Broadcast stations have discretion as to whether to sell time to
candidates in state and local elections.
·
Equal Opportunities. The Communications Act requires
that, when a station provides airtime to a legally qualified candidate for any
public office (federal, state, or local), the station must “afford equal
opportunities to all other such candidates for that office.” The equal opportunities provision of the
Communications Act also provides that the station “shall have no power of
censorship over the material broadcast” by the candidate. The law exempts from the equal
opportunities requirement appearances by candidates during bona fide news programming, defined as
an appearance by a legally qualified candidate on a bona fide newscast, interview, or
documentary (if the appearance of the candidate is incidental to the
presentation of the subject covered by the documentary) or on–the–spot
coverage of a bona fide news event
(including debates, political conventions and related incidental
activities).
In
addition, a station must sell political advertising time to certain candidates
during specified periods before a primary or general election at the lowest rate
charged for the station’s most favored commercial advertiser. Stations must maintain and make
available for public inspection, in their public inspection files, a political
file containing certain documents and information, discussed at page 28 of this
Manual. For additional information
about the political rules, see http://www.fcc.gov/mb/policy/political/.
Programming
Inciting “Imminent Lawless Action.” The Supreme Court has held that the
government may curtail speech if it is both: (1) intended to incite or produce
“imminent lawless action;” and (2) likely to “incite or produce such
action.” Even when this legal test
is met, any review that might lead to a curtailment of speech is generally
performed by the appropriate criminal law enforcement authorities, not by the
FCC.
Obscene,
Indecent, or Profane Programming. Although,
for the reasons discussed earlier, the Commission is generally prohibited from
regulating broadcast content, the courts have held that the FCC’s regulation of
obscene and indecent programming is constitutional, because of the compelling
societal interests in protecting children from potentially harmful programming
and supporting parents’ ability to determine the programming to which their
children will be exposed at home.
Obscene material is not protected by the First Amendment and cannot be
broadcast at any time. To be obscene, the material must have all of the
following three characteristics:
Indecent material is protected by the First Amendment, so its broadcast
cannot constitutionally be prohibited at all times. However, the courts have upheld
Congress' prohibition of the broadcast of indecent material during times of the
day in which there is a reasonable risk that children may be in the audience,
which the Commission has determined to be between the hours of 6 a.m. and 10
p.m. Indecent programming is
defined as “language or material that, in context, depicts or describes, in
terms patently offensive as measured by contemporary community standards for the
broadcast medium, sexual or excretory organs or activities.” Broadcasts that fall within this
definition and are aired between 6 a.m. and 10 p.m. may be subject to
enforcement action by the FCC.
Profane
material also is protected by the
First Amendment, so its broadcast cannot be outlawed entirely. The Commission
has defined such program matter to include language that is both “so grossly
offensive to members of the public who actually hear it as to amount to a
nuisance” and is sexual or excretory in nature or derived from such terms. Such material may be the subject
of possible Commission enforcement action if it is broadcast within the same
time period applicable to indecent programming: between 6 a.m. and 10
p.m.
How to File an Obscenity, Indecency, or Profanity Complaint: In order to allow its staff to make a determination of whether complained-of material is actionable, the Commission requires that complainants provide certain information: (1) the date and time of the alleged broadcast; (2) the call sign, channel or frequency of the station involved; and (3) the details of what was actually said (or depicted) during the alleged indecent, profane, or obscene broadcast. Submission of an audio or video tape, CD, DVD or other recording or transcript of the complained-of material is not required but is helpful, as is specification of the name of the program, the on-air personality, song, or film, and the city and state in which the complainant saw or heard the broadcast.
The fastest and easiest way to file a complaint containing this information is to use the FCC’s electronic complaint form, Form 475B, which is available on the FCC’s website at http://fjallfoss.fcc.gov/cgb/fcc475B.cfm.
You also may file a complaint about objectionable programming by mailing it to:
Federal Communications Commission
Consumer &
Governmental Affairs Bureau
Consumer
Inquiries and Complaints Division
If you are submitting an audio or video tape, DVD, CD or other type of media with your complaint, you should send it to the following address to avoid mail processing damage:
Federal Communications Commission
Consumer &
Governmental Affairs Bureau
Consumer
Inquiries and Complaints Division
You can also electronically file your complaint at fccinfo@fcc.gov
You may also complain by calling the Commission, toll-free, at:
1-(888)-CALL-FCC (1-(888)-225-5322) (Voice)
1-(888)-TELL-FCC (1-(888)-835-5322) (TTY)
For additional information on the complaint process for obscene, indecent or profane material, visit http://www.fcc.gov/eb/oip.
Violent
Programming. Many members of the public have expressed concern about
violent television programming and the negative impact such broadcast material
may have upon children. In response
to these concerns, and at the request of 39 members of the U.S. House of
Representatives, the FCC conducted a proceeding seeking public comment on
violent programming. In April 2007,
the Commission delivered to Congress a Report recommending that the industry
voluntarily commit to reducing the amount of such programming viewed by
children. The Commission also
suggested that Congress consider enacting legislation that would better support
parents’ efforts to safeguard their children from such objectionable
programming. The Commission’s
Report can be accessed at http://fjallfoss.fcc.gov/edocs_public/attachmatch/FCC-07-50A1.pdf
The
V-Chip and TV Program Ratings. In light of the widespread concern
about obscene, indecent, profane, violent, or otherwise objectionable
programming, in 1996, Congress passed a law to require TV sets with screens 13
inches or larger to be equipped with a “V-Chip” – a device that allows parents
to program their sets to block TV programming that carries a certain rating.
Since 2000, all such sets
manufactured with screens 13 inches or larger must contain the V-Chip
technology. This technology, which
must be activated by parents, works in conjunction with a voluntary television
rating system created and administered by the television industry and others,
which enables parents to identify programming containing sexual, violent, or
other content that they believe may be harmful to their children. All of the
major broadcast networks and most of the major cable networks are encoding their
programming with this ratings information to work with the V‑Chip. However, some programming, such as news
and sporting events, and unedited movies aired on premium cable channels, are
not rated. In 2004, the FCC expanded the V-Chip
requirement to apply also to devices that do not have a display screen but are
used with a TV set, such as a VCR or a digital-to-analog converter
box.
For more information about this ratings program,
including a description of each ratings category, please see the FCC’s V‑Chip
website at http://www.fcc.gov/cgb/consumerfacts/vchip.html.
Station
Identification. Stations must air identification
announcements when they sign on and off for the day. They also must broadcast these
announcements every hour, as close to the start of the hour as possible, at a
natural programming break. TV stations may make these announcements on-screen or
by voice only. Official station
identification includes the station’s call letters, followed by the community
specified in its license as the station’s location. Between the call letters and its
community, the station may insert the name of the licensee, the station’s
channel number, and/or its frequency.
It may also include any additional community or communities, as long as
it first names the community to which it is licensed by the FCC. DTV stations also may identify their
digital multicast programming streams separately if they wish, and, if so, must
follow the format described in the FCC’s rules.
Commencing as of a date to be determined, for television
stations, twice daily, the station identification will also have to include a
notice of the existence, location and accessibility of the station’s public
file The notice will have to state that
the station’s public file is available for inspection and that members of the
public can view it at the station’s main studio and on its station website. Broadcast of at least one of these
announcements will be required between the hours of 6 p.m. and
midnight.
Children’s
Television Programming. Throughout its license term, every TV
station must serve the educational and informational needs of children both by
means of its overall programming and through programming that is specifically
designed to serve those needs.
Licensees are eligible for routine staff-level approval of the Children’s
Television Act portion of their renewal applications if they air at least three
hours of “core” children’s television programming, per week, or proportionally
more if they provide additional free digital programming streams. Core programming is defined as
follows:
·
Educational and Informational. The programming must further the
educational and informational needs of children 16 years old and under (this
includes their intellectual/cognitive or social/emotional
needs).
·
Specifically Designed to Serve These
Needs. A program is considered “specifically
designed to serve the educational and information needs of children” if: (1)
that is its significant purpose; (2) it is aired between the hours of 7 a.m. and
10 p.m.; (3) it is a regularly scheduled weekly program; and (4) it is at least
30 minutes in duration.
To ensure that parents and other interested parties are
informed of the educational and informational children’s programming that their
area stations offer, television licensees must identify each program
specifically designed to “educate and inform” children by displaying the icon
“E/I” throughout the program. In
addition, commercial stations must provide information identifying such programs
to the publishers of program guides.
During the broadcast of TV programs aimed at children 12
and under, advertising may not exceed 10.5 minutes an hour on weekends and 12
minutes an hour on weekdays.
These rules apply to analog and digital
broadcasting. As discussed at page
9 of this Manual, television stations have traditionally operated with analog
technology. Television stations,
however, are in the process of switching to digital broadcasting, which greatly
enhances their capability to serve their communities. Among other things, digital technology
permits stations to engage in multicasting, that is, to air more than one stream
of programming at the same time.
Digital stations that choose to air more than one stream of free,
over-the-air video programming must air proportionately more children’s
educational programming than stations that air only one stream of free,
over-the-air video programming.
Each television licensee is required to prepare and
place in the public inspection file at the station a quarterly Children’s
Television Programming Report (FCC Form 398) identifying its core
programming. These reports must
also be filed electronically with the FCC each quarter and can be viewed on the
FCC’s website, at http://www.fcc.gov/mb/engineering/kidvid. This requirement of the station’s public
file is discussed at page 29 of this Manual.
The FCC has created a children’s educational television
website to inform parents and other members of the public about the obligation
of every television broadcast station to provide educational and informational
programming for children. This website provides access to background information
about these obligations, as well as information about children’s educational
programs that are aired on television stations in your area and throughout the
country. This website also can help
TV stations comply with the children’s television requirements. You can access the children’s
educational television website by going to the FCC’s main website at http://www.fcc.gov/ and double-clicking on the
“Parents’ Place” listing under “Consumer Center” on the FCC home page. Alternatively, you can go directly to
the children’s television website at http://www.fcc.gov/parents/childrenstv.html.
Station-Conducted
Contests. A station that broadcasts or advertises
information about a contest that it conducts must fully and accurately disclose
the material terms of the contest, and must conduct the contest substantially as
announced or advertised. Contest
descriptions may not be false, misleading, or deceptive with respect to any
material term, including the factors that define the operation of the contest
and affect participation, such as entry deadlines, the prizes that can be won,
and how winners will be selected.
Additional information about the contest rule can be found at http://www.fcc.gov/cgb/consumerfacts/contests.html.
Lotteries. Federal law prohibits the broadcast of
advertisements for a lottery or information concerning a lottery. A lottery is any game, contest, or
promotion that contains the elements of prize, chance, and "consideration" (a
legal term that means an act or promise that is made to induce someone into an
agreement). For example, casino
gambling is generally considered to be a “lottery” subject to the terms of the
advertising restriction although, as discussed below, the prohibition is not
applied to truthful advertisements for lawful casino gambling. Many types of contests, depending on
their particulars, also are covered under this definition.
The statute and FCC rules list a number of
exceptions to this prohibition, principally advertisements for: (1) lotteries
conducted by a state acting under the authority of state law, when the
advertisement or information is broadcast by a radio or TV station licensed to a
location in that state or in any other state that conducts such a lottery; (2)
gambling conducted by an Indian Tribe under the Indian Gaming Regulatory Act;
(3) lotteries authorized or not otherwise prohibited by the state in which they
are conducted, and which are conducted by a not‑for‑profit organization or a
governmental organization; and (4) lotteries conducted as a promotional activity
by commercial organizations that are clearly occasional and ancillary to the
primary business of that organization, as long as the lotteries are authorized
or not otherwise prohibited by the state in which they are conducted.
In 1999, the Supreme Court held that the prohibition on broadcasting advertisements for
lawful casino gambling could not constitutionally be applied to truthful
advertisements broadcast by radio or television stations licensed in states in
which such gambling is legal.
Relying upon the reasoning in that decision, the FCC and the United
States Department of Justice later concluded that the lottery advertising
prohibition may not constitutionally be applied to the broadcast of any truthful
advertisements for lawful casino gambling, whether or not the state in which the
broadcasting station is located permits casino gambling. Additional information about the
rule concerning lotteries can be found at http://www.fcc.gov/cgb/consumerfacts/contests.html.
Soliciting
Funds. No federal law prohibits the broadcast
by stations of requests for funds for legal purposes (including appeals by
stations for contributions to meet their operating expenses), if the money or
other contributions are used for the announced purposes. However, federal law prohibits fraud by
wire, radio or television – including situations in which money solicited for
one purpose is used for another – and doing so may lead to FCC sanctions, as
well as to criminal prosecution by the U.S. Department of Justice. Additional information about fund
solicitation can be found at http://www.fcc.gov/cgb/consumerfacts/contests.html.
Broadcast
of Telephone Conversations. Before broadcasting a telephone
conversation live or recording a telephone conversation for later broadcast, a
station must inform any party to the call of its intention to broadcast the
conversation. However, that
notification is not necessary when the other party knows that the conversation
will be broadcast or such knowledge can be reasonably presumed, such as when the
party is associated with the station (for example, as an employee or part-time
reporter) or originates the call during a program during which the station
customarily broadcasts the calls.
For additional information on the rule concerning the broadcast of
telephone conversations, see http://www.fcc.gov/eb/broadcast/telphon.html.
The Communications Act and the
Commission’s rules require television station licensees to broadcast certain
information that makes viewing more accessible to people with disabilities.
Closed Captioning. Closed captioning is a technology
designed to provide access to television programming by persons with hearing
disabilities by displaying, in text form, the audio portion of a broadcast, as
well as descriptions of background noise and sound effects. Closed captioning is hidden as encoded
data transmitted within the television signal. A viewer wishing to see the captions
must use a set-top decoder or a television with built-in decoder circuitry. All television sets with screens 13
inches or larger manufactured since mid-1993, including digital sets, have
built-in decoder circuitry.
As directed by
Congress in the Telecommunications Act of 1996, the FCC has adopted rules
requiring closed captioning of most, but not all, television programming. The
rules require those that distribute television programs directly to home
viewers, including broadcast stations, to comply with these rules. The rules also provide certain
exemptions from the captioning requirements. Additional information on the closed
captioning requirements may be found on the FCC website at http://www.fcc.gov/cgb/dro/caption.html.
Access to
Emergency Information. The FCC also
requires television stations to make the local emergency information that they
provide to viewers accessible to persons with disabilities. Thus, if emergency information is
provided aurally, such information also must be provided in a visual format for
persons who are deaf or hard of hearing.
The emergency information may be closed captioned or presented through an
alternative method of visual presentation.
Such methods include open captioning, crawls, or scrolls that appear on
the screen. The information
provided visually must include critical details regarding the emergency and how
to respond. Critical
details could include, among other things, specific information regarding the
areas that will be affected by the emergency, evacuation orders, detailed
descriptions of areas to be evacuated, specific evacuation routes,
approved
shelters or the way to take shelter in one’s home, instructions on how to secure
personal property, road closures, and how to obtain relief
assistance. Similarly, if the emergency information
is presented visually, it must be made accessible. If the emergency information interrupts
programming, such as through a crawl, such information must be accompanied with
an aural tone to alert persons with visual disabilities that the station is
providing this information so that such persons may be alerted to turn to
another source, such as a radio, for more information. Additional
information concerning this requirement can be found on the FCC website at http://ftp.fcc.gov/cgb/consumerfacts/emergencyvideo.html.
Business
Practices, Advertising Rates, and Profits. Except for the requirements concerning
political advertisements (discussed at pages 13-14 of this Manual), the limits
on the number of commercials that can be aired during children’s programming
(see page 17), and the prohibition of advertisements over noncommercial
educational stations (see pages 21-22), the Commission does not regulate a
licensee’s business practices, such as its advertising rates or its
profits. Rates charged for
broadcast time are matters for private negotiation between sponsors and
stations. Further, except for
certain classes of political advertisements (see pages 13-14), station licensees
have full discretion to accept or reject any advertising.
Employment Discrimination and Equal Employment
Our EEO
recruitment rules have three prongs.
They require all stations that employ five or more full-time employees
(defined as those regularly working 30 hours a week or more)
to:
·
widely distribute information concerning
each full-time job vacancy, except for vacancies that need to be filled under
demanding or other special circumstances;
·
send
notices of openings to organizations in the community that are involved in
employment if the organization requests such notices; and
·
engage in general outreach activities
every two years, such as job fairs, internships, and other community
events.
Each licensee
with five or more full-time employees must maintain records of its recruitment
efforts, and create and place in its public file an annual public file report
listing specified information about its recruitment efforts. (The requirements for the EEO portion of
the public file are discussed at page 28 of this Manual.) The annual EEO public file report must
also be posted on a station’s website, if one exists. In addition, television licensees with
five or more full-time employees and radio licensees with 11 or more full-time
employees must file an FCC Form 397 Broadcast Mid-Term Report. Each licensee, regardless of size, must
file an FCC Form 396 EEO Program Report with its license renewal
application. Finally, a prospective
station licensee must file an FCC Form 396-A Broadcast Model Program Report with
its new station or assignment or transfer application. The FCC reviews EEO compliance at the
time that it considers the station renewal application, when it reviews
Broadcast Mid-Term Reports, when it receives EEO complaints, and during random
station audits. A full range of enforcement actions is available for EEO
violations, including the imposition of reporting conditions, forfeitures,
short-term license renewal, and license revocation.
All EEO forms are
electronically filed and are available for public review in CDBS, the FCC’s
access database (to access these reports, see http://fjallfoss.fcc.gov/prod/cdbs/pubacc/prod/eeo_search.htm). As discussed at page 27 of this Manual,
in addition, copies of all FCC EEO audit letters, licensee responses, and FCC
rulings must be included in the audited station’s public file and are available
for public review at the
Sponsorship Identification. The sponsorship identification
requirements contained in the Communications Act and the Commission’s rules
generally require that, when money or other consideration for the airing of
program material has been received by or promised to a station, its employees or
others, the station must broadcast full disclosure of that fact at the time of
the airing of the material, and identify who provided or promised to provide the
consideration. This requirement is
grounded in the principle that members of the public should know who is trying
to persuade them with the programming being aired. This disclosure requirement also applies
to the broadcast of musical selections for consideration (so-called “payola”)
and the airing of certain video news releases. In the case of advertisements for
commercial products or services, it is sufficient for a station to announce the
sponsor's corporate or trade name, or the name of the sponsor's product (where
it is clear that the mention of the product constitutes a sponsorship
identification). For additional information about the sponsorship identification
and payola rules, see http://www.fcc.gov/cgb/consumerfacts/PayolaRules.html.
Underwriting Announcements on Noncommercial Educational
Stations. Noncommercial educational stations may
acknowledge contributions over the air, but they may not broadcast commercials
or otherwise promote the goods and services of for‑profit donors or
underwriters. Acceptable "enhanced
underwriting" acknowledgements of for‑profit donors or underwriters may include:
(1) logograms and slogans that identify but do not promote; (2) location
information; (3) value-neutral descriptions of a product line or service; and
(4) brand names, trade names, and product service listings. However, such acknowledgements may not
interrupt the station's regular programming. For additional information about the
underwriting rules, see http://www.fcc.gov/eb/broadcast/enhund.html.
Loud
Commercials. The FCC does not regulate the volume of
broadcast programming, including commercials. Surveys and technical studies reveal
that the perceived loudness of particular broadcast matter is a subjective
judgment that varies with each viewer and listener and is influenced by many
factors, such as the material’s content and style and the voice and tone of the
person speaking. The FCC has found
no evidence that stations deliberately raise audio and modulation levels to
emphasize commercial messages.
Manually controlling the set’s volume level or using the
“mute” button with a remote control constitutes the simplest approach to
reducing volume levels deemed to be excessive. Many television receivers are equipped
with circuits that are designed to stabilize the loudness between programs and
commercials. These functions
usually must be activated through the receiver’s “set up/audio” menu. Should these techniques fail to resolve
the problem, you may consider addressing any complaint about broadcast volume
levels to the licensee of the station involved. Additional information about loud
commercials can be found at http://www.fcc.gov/cgb/consumerfacts/backgroundnoise.html.
False or
Misleading Advertising. The Federal Trade Commission has primary
responsibility for determining whether an advertisement is false or deceptive
and for taking action against the sponsor.
The Food and Drug Administration has primary responsibility for the
safety of food and drug products.
Depending on the nature of the advertisement, you should contact these
agencies regarding advertisements that you believe may be false or
misleading. Additional information
about false or misleading advertising can be found at http://www.fcc.gov/cgb/consumerfacts/advertising.html.
Offensive
Advertising. Unless a broadcast advertisement is
found to be in violation of a specific law or rule, the government cannot take
action against it. However, if you
believe that an advertisement is offensive because of the nature of the item
advertised, the scheduling of the announcement, or the manner in which the
message is presented, you should consider addressing your complaint directly to
the station or network involved, providing the date and time of the broadcast
and the product or advertiser in question.
This will help those involved in the selection of advertising material to
become better informed about audience opinion.
Tobacco
and Alcohol Advertising. Federal law prohibits the airing of
advertising for cigarettes, little cigars, smokeless tobacco, and chewing
tobacco on radio, TV, or any other medium of electronic communication under the
FCC's jurisdiction. However, the
advertising of smoking accessories, cigars, pipes, pipe tobacco, or
cigarette‑making machines is not prohibited. Congress has not enacted any law
prohibiting broadcast advertising of any kind of alcoholic beverage, and the FCC
does not have a rule or policy regulating such
advertisements.
Subliminal Programming. The Commission sometimes receives
complaints regarding the alleged use of subliminal perception techniques in
broadcast programming. Subliminal
programming is designed to be perceived on a subconscious level only. Regardless of whether it is effective,
the broadcast of subliminal material is inconsistent with a station's obligation
to serve the public interest because it is designed to be
deceptive.
Rules. Some
members of the public situated close to a radio station's transmitting antenna
may experience impaired reception of other stations. This is called "blanketing"
interference. The Commission’s
rules impose certain obligations on licensees to resolve such interference
complaints. Complaints about such
interference involving radio stations are handled by the Media Bureau’s Audio
Division. Blanketing interference
is a less common occurrence with television stations than with radio stations
due to the location and height of TV transmitting antennas. If this phenomenon does occur with a
television station, the Media Bureau’s Video Division will handle complaints on
a case-by case-basis, subject to the radio guidelines noted below.
At the outset, the policy is designed to provide
protection from interference for individuals within a certain distance from a
station (in an area known as the station’s “blanketing contour”) and only
involving electronic devices that pick up an over-the-air signal from a
broadcast radio or television station.
Thus, stations are not
required to resolve interference complaints involving the
following:
·
A complaint from a
party located outside of the station’s blanketing contour (115 dBu contour for
FM stations, 1 V/m contour for AM stations).
·
Improperly
installed antenna systems.
·
Use of high gain
antennas or antenna booster amplifiers.
·
Mobile receivers,
including but not limited to car radios, portable stereos or cellular
phones.
·
Non‑radio frequency
(“RF”) devices, including but not limited to, tape recorders, CD players, MP3
players or “land-line” telephones.
·
Cordless
telephones.
For complaints from parties located within the station’s
blanketing contour involving non-mobile television or radio receivers, a station
must resolve the interference complaint at no cost to the complaining party if
the party notifies the station of the problem during the first year that the
station operates its new or modified facilities. For similar complaints received after the first year of
such operation has passed, although the station is not financially responsible
for resolving the complaint, it must provide effective technical assistance to
the complaining party. These
efforts must include the provision of information and assistance sufficiently
specific to enable the complaining party to eliminate all blanketing
interference and not simply an attempt by the station to correct the
problems. Such assistance entails
providing specific details about proper corrective measures to resolve the
blanketing interference. For
example, stations should provide the complaining party with diagrams and
descriptions which explain how and where to use radiofrequency chokes, ferrite
cores, filters, and/or shielded cable. In addition, effective technical
assistance also includes recommending replacement equipment that would work
better in high radiofrequency fields.
Effective technical assistance does not mean referring the complainant to
the equipment manufacturer.
How to
Resolve Blanketing Interference Problems. If you
believe that you are receiving blanketing or any other type of interference to
broadcast reception, we encourage you to first communicate directly, in writing,
with the licensee of the station that you believe is causing the
interference. If the licensee does
not satisfactorily resolve the problem, you can mail, fax, or e-mail a complaint
to us as follows:
·
For radio
stations:
Federal Communications Commission
Audio Division, Media Bureau
Fax number: (202)
418-1411
E-mail address: radioinfo@fcc.gov
·
For TV
stations:
Federal Communications Commission
Video Division, Media Bureau
Fax number: (202)
418-2827
E-mail address: tvinfo@fcc.gov
Your complaint should include: (1) your name, address, and phone
number; (2) the call letters of each station involved; (3) each location at
which the interference occurs; and (4) each specific device receiving the
interference. The more specific
your complaint is, the easier it is for us and any station involved to identify
and resolve the interference problem.
In many cases in which you receive interference on your
television set or radio, the source of the problem could be with your equipment,
which may not be adequately designed with circuitry or filtering to reject the
unwanted signals of nearby transmitters. We recommend that you contact the
equipment manufacturer or the store at which the equipment was purchased to
attempt to resolve the interference problem. You can find more information about
broadcast interference on the Commission's website, at http://www.fcc.gov/cgb/consumerfacts/interference.html.
Requirement to Maintain a Public Inspection
File. Our rules require that all licensees and
permittees of TV and radio stations and applicants for new broadcast stations
maintain a file available for public inspection. This file must contain documents
relevant to the station's operation and dealings with the community and the
FCC. The public inspection file
generally must be maintained at the station's main studio. To obtain the location and phone number
of a station's main studio, consult your local telephone directory, or call the
station’s business office. You may
also be able to find this information on the station’s Internet website, if one
exists.
Purpose
of the File. Because we do not routinely monitor each
station's programming and operations, viewers and listeners are an important
source of information about the nature of their area stations’ programming,
operations, and compliance with their FCC obligations. The documents contained in each
station's public inspection file have information about the station that can
assist the public in this important monitoring role.
As discussed in this Manual, every station has an
obligation to provide news, public affairs, and other programming that
specifically treats the important issues facing its community, and to comply
with the Communications Act, the Commission’s rules, and the terms of its
station license. We encourage a
continuing dialogue between broadcasters and members of the public to ensure
that stations meet their obligations and remain responsive to the needs of the
local community. Because you watch
and listen to the stations that we license, you can be a valuable and effective
advocate to ensure that your area’s stations comply with their localism
obligation and other FCC requirements.
Viewing
the Public Inspection File. Each broadcast licensee, permittee, and
applicant must make its station public inspection file available to members of
the public at any time during regular business hours. Although you do not need to make
an appointment to view the file, making one may be helpful both to the station
and to you.
A station that chooses to maintain all or part of its
public file on a computer database must provide you a computer terminal if you
wish to review the file. As of a
date to be determined, television stations will also be required to post most of
the content of their public files on their Internet websites, if they have them,
or on their state broadcasters association’s website, if permitted. Radio stations have not yet been
required to post their files on their websites, but may do so if they wish. If you want to view a station's public
file over the Internet, you should check its website or contact the station to
determine if the file is posted.
You may request copies of materials in the file, which
the station must provide to you at a reasonable charge, by visiting the station
in person. In addition, if the
station's public file is located outside of its community of license (and you
live within the station's service area and your request does not involve the
station's political file), you may request copies of materials in the file over
the telephone. To facilitate telephone requests, we require stations to provide
you a copy of the current version of this Manual free of charge if you so
request. The Manual can help you
identify other documents you may ask to have mailed to you. Stations should assist callers in this
process and answer questions you may have about the actual contents of the
public file. This information may
include, for example, the number of pages and time periods covered by a
particular ownership report or children's television programming report, or the
types of applications actually maintained in the station's public file and the
dates on which they were filed with the FCC. Finally, if you ask a broadcast station
for photocopies of material in its public inspection file, the station may
require you to pay for those photocopies.
Therefore, the station may require a guarantee of payment in advance
(such as with a deposit or a credit card).
The station must pay the postage for copies requested by telephone. Stations must fulfill requests for
copies within a reasonable period of time, which generally should not exceed
seven calendar days after the request is made. For additional information on these
public file requirements, see http://www.fcc.gov/eb/broadcast/pif.html.
Contents
of the File. The following
materials must be maintained in each station public inspection
file:
The
License. Stations must keep a copy of their
current FCC construction permit or license in the public file, together with any
material documenting Commission-approved modifications to the
authorization. The license or
permit reflects the station's authorized technical parameters (such as its
frequency, call letters, operating power and transmitter location), as well as
any special conditions imposed by the FCC on the station's operation. It also
indicates when it was issued and when it will expire.
Applications
and Related Materials. The public
file must contain copies of all applications involving the station filed with
the Commission that are still pending before either the FCC or the courts. These include applications to sell the
station or to modify its facilities (for example, to increase power, change the
antenna system, or change the transmitter location). If a petition to deny any application
was filed, the file must contain a statement to that effect, and the name and
address of the petitioning party.
Applications must be maintained until “final” FCC action on them, when
the action can no longer be appealed or reversed.
The station must also keep copies of any granted construction permit or
assignment or transfer application if its grant required us to waive our
rules. Applications that required a
waiver, together with any related material, will reflect each particular rule
that we waived, and must be maintained as long as any such waiver remains in
effect.
Also, if the FCC renewed the station license for less than a full term,
the station must keep that renewal application (FCC Form 303-S) in the file
until grant of its next renewal application by final FCC action. We may grant such a short-term renewal
when we are concerned about the station's performance over the previous
term. These concerns will be
reflected in the renewal-related materials in the public
file.
Citizen
Agreements. Commercial stations must keep copies of
any written agreements that they make with local viewers or listeners. These "citizen agreements" may deal with
programming, employment, or other issues of community concern. The station must keep these agreements
in the public file for as long as they are in effect.
Contour
Maps. The public file must contain copies of
any station service contour maps or other information submitted with any
application filed with the FCC that reflects the station's service contours
and/or its main studio and transmitter locations. The Commission’s application
forms require submission of contour maps only from stations that do not certify
that their signals cover their city of license. These documents must stay in the file
for as long as they remain current and accurate regarding the station.
Material
Relating to an FCC Investigation or Complaint. Stations
must keep material relating to any matter that is the subject of an FCC
investigation (including EEO audits) or a complaint that the station has
violated the Communications Act or FCC rules. The station must keep this material in
its file until the FCC notifies it that the material may be discarded. Since the FCC is not involved in
disputes regarding matters unrelated to the Communications Act or FCC rules,
such as private contractual disputes, stations do not have to retain material
relating to such disputes in the public file.
Ownership
Reports and Related Material. The public
file must contain a copy of the most recent, complete ownership report (FCC Form
323 for commercial stations, FCC Form 323-E for noncommercial educational
stations) filed for the station.
Among other things, these reports disclose the names of the owners of the
station licensee and their ownership interests, list any contracts related to
the station that are required to be filed with the FCC, and identify any
interests in other broadcast stations held by the station licensee or its
owners.
List
of Contracts Required to be Filed with the
FCC. Stations must keep in the public file
either copies of all the contracts that they have to file with the FCC, or an
up-to-date list identifying all such contracts. If the station keeps a list and a member
of the public asks to see copies of the actual contracts, the station must
provide the copies to the requester within seven calendar days. Contracts required to be maintained or
listed in the public inspection file include:
·
contracts relating
to network service (network affiliation contracts);
·
contracts relating
to ownership or control of the licensee or permittee or its stock. Examples include articles of
incorporation, bylaws, agreements providing for the assignment of a license or
permit or affecting stock ownership or voting rights (stock options, pledges, or
proxies), and mortgage or loan agreements that restrict the licensee or
permittee's freedom of operation; and
·
management
consultant agreements with independent contractors, and contracts relating to
the utilization in a management capacity of any person other than an officer,
director, or regular employee of the licensee.
Political
File. Stations must keep a file which contains
“a complete record of a request to purchase broadcast time that: (A) is made by
or on behalf of a legally qualified candidate for public office; or (B)
communicates a message relating to any political matter of national importance,
including: (i) a legally qualified candidate; (ii) any election to federal
office; or (iii) a national legislative issue of public importance.”
The
file must identify how the station responded to such requests and, if the
request was granted, the charges made, a schedule of time purchased, the times
the spots actually aired, the rates charged, and the classes of time purchased.
The file also must reflect any free time provided to a candidate. The station must keep the political
records in the file for two years after the spot airs. (You can find more information regarding
the political broadcasting laws at pages 13-14 of this Manual.)
EEO
Materials. As noted earlier, licensees must submit
certain forms containing EEO information and include copies in their station
public files. Thus, all stations
employing five or more full-time employees must put an EEO public file report in
their station public file each year.
We also require each radio and TV station licensee to file a Form 396 EEO
Program Report with its license renewal application and to include the Report in
its public file. Those licensees
that file a Form 397 Broadcast Mid-Term Report must also include a copy in the
public file. These materials must
be retained in the file until final action on the station’s next license renewal
application. A new station
applicant or prospective station buyer, if it intends to employ five or more
full-time employees, must file a Form 396-A Broadcast EEO Model Program Report
with its new station assignment or transfer application and the Report must be
included in the public file as a part of the underlying application and retained
in the file until the grant of the underlying application becomes final. (You
can find more information regarding the EEO rules at pages 20-21 of this
Manual.)
“The
Public and Broadcasting.” Stations must keep a copy of the current
version of this Manual in the public file and provide a copy, upon request, to
any member of the public. As noted
above, you can also request a copy from the FCC or access it on our Internet
website at http://www.fcc.gov/mb/audio/decdoc/public_and_broadcasting.html.
Letters and E-Mails from
the Public. Commercial stations must keep in their
files, for at least three years, written comments, suggestions, and e-mails
received from the public regarding their operation. (Noncommercial educational
stations are not subject to this requirement.) This obligation is limited to comments,
suggestions, and e-mails sent to station management or a publicized station
address. Letters need not be placed
in the public inspection file when the author has requested that the letter not
be made public or when the licensee feels that it should be excluded from public
inspection because of the nature of its content (such as defamatory or obscene
letters). Moreover, although television
stations that post their public file materials on their websites must include
e-mails received from the public, they need not post letters from the public, as
long as they include hard copies of such letters in their public files, and a
notice on their website that the letters can be located in the file. As
noted above, all or a part of a station public file may be
maintained on a computer database, as long as a computer terminal is made
available, at the location of the file, for members of the public who wish to
review the file. Accordingly, as an alternative to maintaining hard
copies of e-mails in the public file, a station may place the e-mails on a
computer database, as long as a terminal is made available at the location
of the public file to members of the public who wish to review the file.
Quarterly
Programming Reports. Every
three months, each broadcast radio and television station licensee must prepare
and place in its station public file a list of programs containing its most
significant treatment of community issues during the preceding three months
(“issues/programs lists”). The list
must briefly describe both the issue and the programming during which the issue
was discussed, including the date and time that each such program was aired and
its title and duration. The
licensee must keep these lists in the file until the next grant of the station
renewal application has become final.
Television stations will be required to file a Standardized Television
Disclosure Form instead of these lists once that form is approved and made
available. The form, which will
also be filed quarterly, will require commercial and noncommercial educational
television broadcasters to provide detailed information on the efforts of their
station to provide programming responsive to issues facing their communities in
a standardized format.
Children's
Television Programming Reports. As
discussed at pages 17-18 of this Manual, the Children's Television Act of 1990
and our rules require each TV station to serve the educational and informational
needs of children by means of its overall programming and through programming
that is specifically designed to serve such needs. Commercial TV stations must make and
retain in their files Children's Television Programming Reports (FCC Form 398)
identifying the educational and informational programming for children aired by
the station. (Noncommercial
educational stations are not required to prepare these reports.) The report must include the name of the
person at the station responsible for collecting comments on the station's
compliance with the Children's Television Act. The station has to prepare these reports
each calendar quarter, and it must place them in the public file separate from
the file's other material. The licensee must keep these lists in the file until
the next grant of the station renewal application has become final. You can also
view each station's reports on our website at http://www.fcc.gov/parents/localprograms.html.
Records Regarding
Children's Programming Commercial Limits. As also discussed at page 17 of this
Manual, the Children's Television Act of 1990 and our rules limit the type and
amount of advertising that may be aired during TV programming directed to
children 12 and under. Stations
must keep records that substantiate compliance with this limitation in their
public files and retain them until the next grant of the station renewal
application has become final.
Time
Brokerage Agreements. A time
brokerage agreement is a type of contract that generally involves a station's
sale of blocks of airtime to a third-party broker, who then supplies the
programming to fill that time and sells the commercial spot announcements to
support the programming. Commercial
radio and television stations must keep in their public files a copy of every
agreement involving: (1) time brokerage of that station, or (2) time brokerage
by any other station owned by the same licensee. These agreements must be
maintained in the file for as long as they are in force.
Lists
of Donors. Noncommercial educational television and
radio stations must keep in their public files a list of donors supporting each
specific program. These lists must
be retained for two years after the program at issue airs.
Local
Public Notice Announcements. As
discussed at pages 10-11 of this Manual, when someone files an application to
build a new station or to renew, sell, or modify an existing station, we
generally require the applicant to make a series of local announcements to
inform the public of the application's existence and nature. These announcements
are either published in a local newspaper or made over the air on the station,
and are intended to give the public an opportunity to comment on the
application. A statement certifying compliance with this requirement, including
the dates and times that notice was given, must be placed in the public
file. The only exception to this
public notice requirement is when the proposed station sale is “pro forma” and
will not result in a change of ultimate control, or the modification application
does not contemplate a “major change” of the station
facilities.
Must-Carry
or Retransmission Consent Election. The public
file for all commercial television stations must also contain documentation of
the station’s election for carriage over cable and satellite systems. In this regard, there are two ways that
a broadcast TV station can choose to be carried over a cable or satellite
system: "must-carry" or "retransmission consent." Each is discussed
below.
Must-Carry. TV stations are generally entitled to be
carried on cable television systems in their local markets. A station that chooses to exercise this
right receives no compensation from the cable system. Satellite carriers may decide to offer
local stations in a designated market area. If they choose to offer one station,
then they must carry all the stations in that market that request
carriage.
Retransmission
Consent. Instead of
exercising their "must-carry" rights, commercial TV stations may choose to
receive compensation from a cable system or satellite carrier in return for
granting permission to the cable system or satellite carrier to carry the
station. This option is available
only to commercial TV stations.
Because it is possible that a station that elects this option may not
reach an agreement with the cable system, it may ultimately not be carried by
the system.
Every three years, commercial TV stations must decide whether their
relationship with each local cable system and satellite carrier that offers
local service will be governed by must-carry or by retransmission consent
agreements. Each commercial station
must keep a copy of its decision in the public file for the three-year period to
which it pertains.
Noncommercial stations are not entitled to compensation in return for
carriage on a cable or satellite system, but they may request mandatory carriage
on the system. A noncommercial
station making such a request must keep a copy of the request in the public file
for the duration of the period to which it applies.
DTV
Transition Consumer Education Activity Reports. Each broadcast television station must place in its
station public file on a quarterly basis an FCC Form 388 DTV Consumer Education
Quarterly Activity Report outlining its efforts during the previous quarter to
educate consumers on the transition to digital television. These reports must be
maintained in the file for one year.
Additional information about the DTV transition can be found at page 9 of
this Manual.
Comments
to Stations and Networks. If you feel the need to do so, we
encourage you to write directly to station management or to network officials to
comment on their broadcast service.
These are the people responsible for creating and selecting the station's
programs and announcements and determining station operation. Letters to station and network officials
keep them informed about audience needs and interests, as well as on public
opinion on specific material and practices. Individuals and groups can often resolve
problems with stations at the local level.
Comments/Complaints to the FCC. We give
full consideration to the broadcast complaints, comments, and other inquiries
that we receive. As stated above,
we encourage you to first contact the station or network directly about
programming and operating issues.
If your concerns are not resolved in this manner, with the exception of
complaints about obscene, indecent, or profane programming, which should be
submitted in the manner described at page 15 of this Manual, and complaints
about blanketing interference discussed at page 24, the best way to provide all
the information the FCC needs to process your complaint about other broadcast
matters is to complete fully the on-line complaint Form 2000E, which can be
found at http://www.fcc.gov/cgb/complaints.html.
You can also call in, e-mail or file your complaint in hard copy with the FCC’s
Federal Communications Commission
Consumer & Governmental Affairs Bureau
Consumer
Inquiries and Complaints Division
Fax number: (202) 418-0232
Telephone number: (888) 225-5322 (voice); (888)835-5322
(TTY)
If you are submitting an audio or video tape, DVD, CD or other type of media with your complaint, you should send it to the following address to avoid mail processing damage:
Federal Communications Commission
Consumer & Governmental Affairs Bureau
Consumer Inquiries and Complaints Division
9300 East Hampton Drive
Capitol Heights, Maryland 20743
If
you do not use the on-line complaint Form 2000E, your complaint, at a minimum,
should indicate: (1) the call letters of the station; (2) the city and state in
which the station is located; (3) the name, time, and date of the specific
program or advertisement in question, if applicable; (4) the name of anyone
contacted at the station, if applicable; and (5) a statement of the problem, as
specific as possible, together with an audio or video tape, CD, DVD or other
recording or transcript of the program or advertisement that is the subject of
your complaint (if possible).
Please include your name and address if you would like information on the
final disposition of your complaint; you may request confidentiality. We prefer that you submit complaints in
writing, although you may submit complaints that are time-sensitive by
telephone, especially if they involve safety concerns. Please be aware that we can only act on
allegations that a station has violated a provision of the Communications Act or
the FCC's rules or policies.
In addition to (or instead of) filing a complaint, you
can file a petition to deny or an informal objection to an application that a
station licensee has filed, such as a license renewal application. This
procedure is discussed at pages 10-11 of this Manual. You may obtain further information on
the petition to deny process on the Commission’s website,
at
http://www.fcc.gov/localism/renew_process_handout.pdf. You may also wish to consider reviewing
our rules or contacting an attorney.
You can find links to our rules on the Commission website, at http://wireless.fcc.gov/index.htm?job=rules_and_regulations. As noted earlier, the rules governing
broadcast stations are generally found in Part 73 of Title 47 of the Code of
Federal Regulations.
We have created contact points
at the Commission, accessible via toll-free telephone numbers, by fax, or over
the Internet, dedicated to providing information to members of the public
regarding how they can become involved in the Commission’s processes. Should you have questions about how do
so, including inquiries about our complaint or petitioning procedures or the
filing and status of the license renewal, modification or assignment or transfer
application for a particular station, you may contact one of our Broadcast
Information Specialists, by calling, by facsimile, or by sending an e-mail, as
noted below:
·
If your question
relates to a radio station:
Toll-Free: (866)
267-7202 (Voice) or (877) 479-1433 (TTY)
Fax: (202)
418-1411
E-Mail: radioinfo@fcc.gov
·
If your question
relates to a television station:
Toll-Free: (866)
918-5777 (Voice) or (866) 787-6222 (TTY)
Fax: (202)
418-2827
E-Mail: tvinfo@fcc.gov
If your question relates to both a radio and a
television station or is general in nature, you may contact either
specialist.